VP Lead Auditor

  • Location
    York, New York
  • Contract Type
    Permanent
  • Posted
  • Start Date
    2026-07-31
  • Industry
    Financial services (in-house)
  • Expiry Date
    2026-07-29

A global investment bank is looking to add a VP – Lead Internal Auditor to their team. This bank prides itself of employee satisfaction and strong work-life balance.

Requirements

  • 6-10+ years of experience of proven Investment Banking or Corporate Banking experience leading internal audits from start to finish in a 2LOD regulatory reporting function
  • Internal Audit leader that sits outside of BSA/AML or OFAC compliance
  • Strong knowledge in Regulatory Reporting (FR2052A or FFIEC highly desirable)
  • The ideal candidate is comfortable working with key internal stakeholders and presenting important findings

Nice to have

  • Preferred experience with broker-dealer and investment bank operations
  • Strong familiarity with governance and reporting is highly desirable
  • CFA, CPA, or CIA certifications

The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.

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