Regional Head of Compliance (Asset Management)
We are seeking an experienced and strategic Regional Head of Compliance to lead the compliance function with a leading financial institution. This is a strategic leadership role responsible for overseeing the compliance framework across multiple jurisdictions within the region, providing regulatory guidance to senior management and business stakeholders, and fostering a strong culture of compliance across the organisation.
The successful candidate will serve as a trusted advisor to business leaders while ensuring that compliance risks are effectively identified, assessed, and managed in line with local regulatory requirements and global standards.
Key Responsibilities:
- Lead and manage the regional Compliance function for the asset management business
- Provide strategic compliance advice to support business alignment with regulatory requirements and the company’s risk appetite
- Oversee the design, implementation, and enhancement of compliance policies, procedures, and monitoring programmes.
- Act as the primary liaison with regulatory authorities and manage regulatory examinations, inspections, and enquiries.
- Monitor regulatory developments across the region and assess their impact on business operations.
- Lead, develop, and mentor a regional team of compliance professionals.
Qualifications:
- Minimum 12 years of experience in regulatory compliance, with a strong track record in the asset management or investment advisory space
- Deep understanding of regulatory frameworks governing asset management activities
- Strong leadership, communication, and stakeholder management skills
To comply with local laws, our Singapore office EA Licence No is: 17S8475.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
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