Compliance Director
A leading financial services firm is seeking an experienced Compliance Director to join its Singapore team. This is a broad generalist role with exposure across multiple business lines, offering the opportunity to work closely with senior management on regulatory, governance and compliance matters.
Key Responsibilities
- Provide compliance advice on regulatory requirements, business initiatives and new products.
- Develop, maintain and enhance compliance policies, procedures and controls.
- Engage with regulators and manage regulatory enquiries, inspections and reporting obligations.
- Conduct compliance monitoring, investigations and remediation activities.
- Partner with business stakeholders to identify and manage compliance risks.
- Deliver compliance training and promote a strong culture of governance and conduct.
- Prepare compliance updates and reports for senior management and governance committees.
Requirements
- Minimum 15 years of relevant compliance experience within a regulated financial services environment.
- Strong knowledge of Singapore regulatory requirements and capital markets activities.
- Ability to provide practical, risk-based compliance advice to senior stakeholders.
- Excellent communication, stakeholder management and problem-solving skills.
- Experience across investment banking, capital markets, wealth management, asset management or related businesses would be advantageous.
To comply with local laws, our Singapore office EA Licence No is: 17S8475.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
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