Haley Wendt

A growing organization is seeking a senior compliance professional to help expand its services within the registered investment adviser and wealth management space. This individual will play a key role in advising clients, shaping strategic initiatives, supporting business growth, and helping develop scalable solutions for a broad range of compliance needs. This position is well […]

A growing organization is seeking an experienced compliance professional to support regulatory documentation, adviser disclosures, and compliance program administration. This role will work closely with clients and internal stakeholders to help maintain compliant business practices, develop regulatory materials, and provide guidance on adviser compliance matters. The ideal candidate brings strong technical knowledge of investment adviser […]

Role Overview The Compliance Team Lead is a hands-on leader who combines direct client work with responsibility for guiding and developing a small team of compliance professionals. This individual will help drive exceptional client service while supporting team performance, development, and day-to-day execution. The role offers a blend of client-facing work, mentoring, and operational leadership […]

We are partnered with a market-leading financial services company that has completed dozens of acquisitions in recent years and continues to execute a highly active growth strategy who is searching for a Compliance Analyst to join their team. The role is focused on advisor licensing and registration within a complex and growing advisory platform. Due […]

Our client is a market-leading financial services company that has completed dozens of acquisitions in recent years and continues to execute a highly active growth strategy. They’re seeking an attorney with experience in M&A, corporate transactions, investment adviser regulation, or other regulated financial services matters who is interested in moving closer to the business and […]

A growing international organization is seeking an Employment Counsel to join its legal team. This attorney will serve as a trusted advisor on a broad range of employment matters across the United States and select international jurisdictions, partnering closely with HR, compliance, and business leadership in a dynamic, fast-paced environment. This is an excellent opportunity […]