Jobs

Job Responsibilities: Providing preclearance to Sales & Trading business in relation to the company’s restricted list Assisting with maintenance of the Firm’s Information Barrier and Restricted List, Watch List, and Grey list Applications Implementation of the Chinese Wall Performing independent desk reviews and monitoring of investment banking and other Private Side business activities Providing advice […]

A leading international firm is seeking a Senior Compliance Lawyer to join its regional risk and compliance function. This is an excellent opportunity for candidates who are seeking to gain more compliance, regulatory as well as risk management experience. Experience and Skills At least 5 years PQE with experience working in sizeable international law firms […]

Job Responsibilities: Conducting risk-based, limited focus and regular ongoing testing/ monitoring Responsible for the compliance assurance framework to ensure delivery of high-quality monitoring and assurance across various products, business lines and distribution channels for Asia Pacific Participating in more in-depth monitoring and testing work, providing assurance that business controls are aligned with regulatory requirements. Conducting […]

A leading offshore law-firm based in Jersey are hiring for a Senior In-house Lawyer with strong compliance expertise to join the General Counsel Team. In this unique role, the successful candidate will work with the Chief Legal Officer, offering legal and governance guidance across the firms’ various partnerships and entities. Responsibilities included but not limited […]

As a Senior Conflicts and Compliance Lawyer, you will play a vital role in supporting various compliance programs, including new business and conflicts intake, and general regulatory risk management. You will also develop and maintain a deep understanding of legal ethics and professional responsibility rules applicable to the firm’s geographic jurisdictions, particularly those related procedures, […]