KYC/AML Analyst

Our client is a regulated investment company seeking a knowledgeable and driven KYC/AML Analyst with relevant experience in a regulated financial services environment. The role supports the Compliance Officer and Board Member responsible for Compliance.

Key Responsibilities

KYC/Client Due Diligence
* Perform/review KYC (incl. enhanced due diligence).
* Collect, verify, and analyze KYC documentation, ownership/control structures, source of funds.
* Conduct risk assessments, escalate suspicious/high-risk findings, maintain audit-ready files.

AML/KYC Compliance & Monitoring
* Conduct/improve AML/KYC screening and monitoring.
* Draft/submit suspicious transaction reports to FIU Netherlands.
* Perform PEP/sanctions/media screenings, resolve alerts, ensure periodic reviews.
* Monitor compliance with internal policies and regulatory obligations.

Regulatory/Internal Reporting
* Prepare regulatory reports under supervision.
* Draft/present internal compliance reports.
* Support external audits and regulatory documentation.
* Monitor regulatory developments and assist in policy updates.

Compliance Training & Awareness
* Assist in compliance training preparation and documentation.
* Raise internal awareness on AML, Wwft, market abuse, sanctions.
* Develop guidance materials on key compliance topics.

Internal/External Communication
* Act as contact point for stakeholders (investors, regulators, auditors).
* Cooperate with internal teams (legal, finance, investor relations, DPO).
* Engage with counterparties to clarify KYC/AML requirements.

Key Skills & Qualifications

* Bachelor/Master’s in law or related field.
* Experience in a regulated financial institution.
* Strong knowledge of Dutch AML laws (Wwft), EU AML Directives, Market Abuse Regulations, sanctions, PEP, AIFMD.

The SR Group (UK) Limited is acting as an Employment Agency in relation to this vacancy.