Michelle Yau

Senior Consultant | Head of Compliance | Hong Kong

Hong Kong

Michelle is a specialist in compliance recruitment within the financial services industry across Hong Kong and North Asia. She has been in compliance recruitment since 2014 with a solid track record in placing compliance professionals of mid-senior levels into leading investment banks, asset managers, fintech companies and securities firms etc. Michelle completed her high school and university education in the UK, and is fluent in English, Cantonese and Mandarin.

  • Financial Services (In-house)

VP Wealth Management Compliance (Rolling Contract)

Key Responsibilities: *Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability *Assisting on licensing requirement, disclosure of interest (DOI) and reviewing on marketing materials *Being one of the key contact points between the regulators and the firm to […]
  • Posted Veröffentlicht vor 1 Monat
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