General Counsel
General Counsel
Location: Remote, US
A rapidly growing fintech company is seeking a General Counsel to lead its legal and compliance functions. This is an exciting opportunity to join a mission-driven organization focused on increasing economic inclusion through innovative financial products. Reporting directly to the CEO and working closely with the Board of Directors, the General Counsel will play a critical role in shaping legal strategy, ensuring regulatory compliance, and enabling product innovation in a fast-paced environment.
Responsibilities
- Lead all legal and compliance functions, including governance, litigation, and regulatory matters
- Advise the CEO, Board of Directors, and executive leadership on legal risks and strategic initiatives
- Ensure compliance with federal and state financial regulations, including those governing bank partnerships and consumer financial products
- Oversee BSA/AML/OFAC programs and ensure adherence to anti-money laundering and sanctions requirements
- Manage regulatory reporting obligations to partner banks and relevant authorities
- Monitor regulatory changes and advise on implications for products and operations
- Provide legal guidance on new product development and enhancements to ensure compliance with applicable laws
- Review product terms, disclosures, and marketing materials for regulatory compliance
- Draft, review, and negotiate commercial agreements, vendor contracts, and technology partnerships
- Support corporate governance activities, including board reporting and equity management
- Lead and mentor the legal and compliance teams, fostering collaboration and continuous improvement
- Build strong relationships across the organization to enable business objectives while managing risk
- Maintain relationships with external counsel, regulators, and industry associations
Experience
- J.D. from an accredited law school and admission to a U.S. state bar in good standing
- 15+ years of legal experience, including prior in-house leadership roles (flexible for exceptional candidates)
- Background in financial services or fintech; banking experience is a plus
- Strong knowledge of regulatory frameworks governing bank partnerships and consumer financial products
- Experience in corporate and commercial law; OFAC officer experience is a bonus
- Proven ability to lead teams and collaborate effectively with cross-functional stakeholders
- Creative, solution-oriented mindset with the ability to balance risk and business objectives
- Combination of law firm and in-house experience preferred
The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.
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