Associate Director – Regulatory Relations
A leading global financial services firm is seeking a Regulatory Relations Associate Director to join its Legal & Compliance team. This role offers the chance to contribute to high-impact regulatory initiatives, collaborate with global regulators, and support the firm’s regulated entities across multiple jurisdictions.
Why Join Us:
- Work on innovative projects in a dynamic, inclusive environment
- Receive investment in your professional development
- Enjoy a flexible hybrid work model (3 days onsite, 2 remote)
- Competitive compensation and comprehensive benefits, including retirement plans and wellness support
Role Overview: As part of the Regulatory Relations team, you’ll support regulatory interactions, manage onsite examinations, and coordinate responses to global regulatory authorities. You’ll work cross-functionally with legal, compliance, and operational teams to ensure timely and accurate submissions, facilitate meetings, and contribute to internal reporting.
Key Responsibilities:
- Serve as liaison with domestic and international regulators
- Coordinate regulatory requests and onsite examinations
- Prepare documentation, meeting materials, and internal reports
- Support leadership with ad-hoc regulatory matters and risk mitigation
- Monitor controls and ensure compliance with established procedures
Qualifications:
- 5+ years of relevant experience in legal, compliance, or regulatory affairs
- Bachelor’s degree preferred
- Familiarity with global regulatory bodies (e.g., ESMA, FCA, MAS)
- Experience in derivatives or financial markets is a plus
- Flexibility to support global operations across time zones
The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.
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