Senior Compliance Manager

  • Location

    Sydney, New South Wales

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Kimberley Morton

  • Contact email:

  • Job ref:


  • Published:

    8 months ago

  • Duration:

    6 months

  • Expiry date:


  • Startdate:


  • Consultant:


A rare opportunity currently exists for an experienced senior compliance professional to join a growing global financial institution on a contract basis to the end of the year. This role is likely to be made permanent.

The Senior Compliance Manager will work in conjunction with the Head of Compliance to effectively manage and mitigate all key AFSL risks and obligations and respond to ASIC and APRA. They will have extensive understanding and have dealt with licence variations, RM organisational competency register, procedure and mandatory training register, APRA RP mandatory training, ASIC obligation register and foreign financial service provider changes and authorisations.

The successful candidate will have at least 5 years' experience in a compliance function that operated under Australian Financial Services Licence obligations preferably in capital markets and securities. The successful candidate will be able to effectively engage key stakeholders across the business. Personally, he or she will be proactive, be able to prioritise and be highly organised.

To apply online, please click on the appropriate link. Alternatively, for a confidential discussion, please contact Kimberley Morton on (02) 9236 9000. For a full review of our active roles, please visit our website at

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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