Senior Compliance Manager - Investment Bank

  • Location

    Sydney, New South Wales

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Andrew Rogers

  • Contact email:

  • Job ref:


  • Published:

    10 months ago

  • Expiry date:


The Opportunity

As an established compliance professional, its important that the business that you advise not only values and prioritises good governance but that your advice has an impact.

Taylor Root are currently working with a global financial services business with a reputation for investing in innovative ventures and projects that move the world closer to a carbon neutral planet. The role? A Senior Compliance Manager, to ensure that the business' advisory and capital solutions arm grows in the right way.

The Role

As a Senior Compliance Manager, you will play a pivotal role within the business as part of the regulatory and governance function. Your role will incorporate both proactive advisory work, to anticipate regulatory requirements and key risks to growth plans but also reporting, monitoring, and responding to investigations and inquiries from key regulators.

Furthermore, you will harness your project management and stakeholder management skills to implement policies and frameworks that contribute to the group's ongoing excellent risk profile.

In Return

You can expect an environment that values exceptional performance and encourages change and innovation. You will be a part of an organisation that are known for the quality of their service and product offerings, whilst maintaining excellent levels of capital, low risk and strong international presence. In addition, you will receive a competitive package, excellent personal and professional development as well as the potential for international secondments in future.


If you would like to be considered for this role, please contact Andrew Rogers on +61 (0)2 9236 9002 or Equally, if this role isn't right for you but you would like to discuss the market and your options, please get in touch.

Please note, that due to travel restrictions caused by the ongoing Covid-19 pandemic, we can only take forward applications for those who currently hold the right to work in Australia.

Please note our advertisements use PQE/salary levels purely as a guide. However, we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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Taylor Root is part of The Specialist Recruitment Group PTY LTD, which is acting as an Employment Agency in relation to this vacancy.

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