Manager, Internal Audit
A leading global investment firm is seeking an experienced audit professional to join its compliance department. This role will support the design and execution of a global internal audit program, ensuring robust risk management and regulatory compliance across the organization.
Key Responsibilities:
- Lead the development and implementation of the firm’s internal audit framework
- Prepare and manage the annual audit plan
- Conduct audits and reviews of business processes and control environments
- Collaborate with compliance teams to scope and execute risk-based reviews
- Document findings, process flows, and stakeholder interviews
- Present audit results to senior leadership and governance bodies
- Maintain regulatory risk assessments and audit documentation
Qualifications:
- 7-9 years of audit or risk assurance experience in financial services
- Strong understanding of investment advisor regulations and audit standards
- Bachelor’s degree in Accounting, Finance, or related field; strong academic record
- CPA, CIA, CFA, or similar certification preferred
- Exceptional attention to detail, communication, and organizational skills
- Ability to manage sensitive information and work across teams
- Willingness to travel as needed
This is a high-impact opportunity for a detail-oriented professional to contribute to a dynamic and collaborative environment.
The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.
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