Interim Compliance & Risk Director

  • Location

    London, England

  • Sector:

    Banking & Financial Services

  • Job type:

    Contract

  • Salary:

    £500 - £750 per month

  • Contact:

    Claire Smith

  • Contact email:

    clairesmith@taylorroot.com

  • Job ref:

    CS1180852_1583256331

  • Published:

    8 months ago

  • Duration:

    6 months

  • Expiry date:

    2020-04-02

  • Startdate:

    ASAP

  • Consultant:

    #

This role is responsible for the provision of non-investment services, its clients and for the products that my client offers and io lead and manage the provision of governance, risk & compliance services in relation to clients, products and new initiatives. You will manage the corporate risk and compliance framework, attend to risk and compliance requirements and strategic matters.

- Responsibility for the Risk & Compliance function

- Acting as the Money Laundering Reporting Officer

- Work collaboratively with global Director's on cross border matters

- Input across global Risk & Compliance function

- Advice on all regulatory aspects

- Develop, implement and enforce risk strategy, plans and policies

- Management and liaising with regulators

- Presenting to existing and potential investors (with respect to risk & compliance matters)

- Presenting to and reporting to senior executives, committees and Boards

- Liaison with and management of external legal and internal audit providers

- Meeting statutory and regulatory compliance requirements

- Providing oversight over any material activities

- Complete other strategic projects as required.

If you are immediately avaialble or available within 2-4 weeks and have investment management and risk/compliance experience operating at this level please apply and send your cv to claire.smith@taylorroot.com

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