Head Of Compliance

A Global asset management firm are hiring for a Compliance Officer- SMF16.

Reporting to the MD and Global Chief Compliance Officer in a standalone role you can expect strong autonomy and exposure.

In this role you are expected to:

• Monitor Mifid and SMCR requirements
• Provide guideline compliance support
• Keep up to date with regulations and changes that would impact the firm
• Carry out investment guidelines

To be considered for this role:

• You must be able to hold the SMF16 function
• Have exposure to Investment/wealth management
• Knowledge of fixed income and investment guidelines
• Bachelor’s Degree- Preferred
• Over 5 years’ experience as a compliance lead

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Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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