Head Of Compliance

  • Location
  • Contract Type
  • Posted
  • Industry
    Asset Management
  • Salary
    £100000 - £120000 per annum + DOE
  • Expiry Date

A Global asset management firm are hiring for a Compliance Officer- SMF16.

Reporting to the MD and Global Chief Compliance Officer in a standalone role you can expect strong autonomy and exposure.

In this role you are expected to:

  • Monitor Mifid and SMCR requirements
  • Provide guideline compliance support
  • Keep up to date with regulations and changes that would impact the firm
  • Carry out investment guidelines

To be considered for this role:

  • You must be able to hold the SMF16 function
  • Have exposure to Investment/wealth management
  • Knowledge of fixed income and investment guidelines
  • Bachelor’s Degree- Preferred
  • Over 5 years’ experience as a compliance lead


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