Director Compliance International Investment Bank

  • Location
    Frankfurt, Hessen
  • Contract Type
    Permanent
  • Posted
  • Start Date
    ASAP
  • Industry
    Banking (In-house)
  • Expiry Date
    2022-10-06

For our client, a renown global investments company, we are currently recruiting a Director Risk & Regulatory Compliance to join the Compliance department at their German HQ in Frankfurt am Main. In this role you will also collaborate a lot with the Brussels office. In this position you will report into the Head of Compliance, based in Brussels.

About the role:

As Director Risk & Regulatory Compliance your main focus areas will be (not limited to) advising about compliance topics relating to Markets, Collateral Management, Sec Lending and Treasury. This includes providing technical advice on the application of financial services regulation to relevant business lines
It is a very exciting and dynamic position in which you will have to be able to communicate at all levels and have a pragmatic and assertive mindset.

About you:

* Substantial experience within a financial services compliance or regulatory advisory role;
* Strong knowledge and understanding of relevant EU and local financial services legislation;
* Experience within a wholesale trading environment in Germany in particular and continental Europe in general and in-depth knowledge of respective regulatory requirements (MiFID 2, MAR, PSD2, SFTR, EMIR, EU Benchmark Regulation and the FX Global Code);
* Business fluency in German and English, any other language is considered as a plus.

The SR Group (Germany) GmbH is acting as an external recruitment agency in relation to this vacancy.

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