Join a growing Global Fund Manager to manage and enhance their compliance and risk framework for the APAC region, the role is based in the Sydney office. The Compliance Manager will work with all departments to ensure enterprise regulatory requirements are met as the business grows. They will work with senior management to maintain sound governance and a strong compliance culture. The role requires regulatory horizon scanning and related compliance and risk policy analysis and development; review and approval of financial promotions and disclosures; identification of compliance and financial crime risks and developing the necessary controls; maintaining the assurance reporting system. The Compliance Manager will also be in charge of Compliance training for employees. They will liaise with the Board, Compliance Committee, Risk Committee, Investment Committee and PDS Due Diligence Committee as appropriate.
The successful candidate will have worked within the Investment Management industry; they will have dealt with institutional fund management regulations; they will have had worked within a Compliance department, preferably with a focus on Regulatory Compliance. They will have an aspirational approach to professional and personal development.
To apply online, please click on the appropriate link. Alternatively, for a confidential discussion, please contact Sophia Wynter on (02) 9236 9008.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
For a full review of our active roles, please visit our website at www.taylorroot.com.au
Taylor Root is part of the The Specialist Recruitment Group PTY LTD, which is acting as an Employment Agency in relation to this vacancy.