Compliance Manager

  • Location

    Sydney CBD, New South Wales

  • Sector:

    Banking & Financial Services, Corporate & Commercial

  • Job type:


  • Salary:

    AU$140000 - AU$180000 per annum + super

  • Contact:

    Toby Tank

  • Contact email:

  • Job ref:


  • Published:

    7 months ago

  • Expiry date:


  • Startdate:


  • Consultant:


The Highlights

  • Global diversified business with a strong APAC presence
  • Standalone role with full responsibility for funds business
  • Work closely with the Group Head of Compliance

The Business

A $multi-billion listed business, with operations in APAC, Europe and the USA, and a deep-rooted Australian history. Decades of growth and innovation have made our client an attractive place to work, backed up buy its firm focus on valuing relationships and collaboration. You'll enjoy a brand new office environment, with some of the best views in Sydney, as well as the flexibility to work in your own way.

The Role

You'll support the Group Head by managing day-today compliance operations for the company's investment management arm. This is a standalone role, with responsibility for the full suite of compliance activity, including:

  • Corps Act and AFSL requirements
  • Formal and ad hoc reporting to external regulators, auditors and various Boards and Committees
  • Breaches
  • Ownership of compliance registers
  • Annual policy reviews and related training
  • AML/CTF/KYC: AUSTRAC relationship management, monitoring, reporting and policies & procedures

The Ideal Candidate

Our client is searching for a talented compliance leader, or senior figure looking for greater exposure to leadership. As the team is lean, you'll need to be adaptable, and comfortable with dealing with a range of compliance issues personally, with little support. If the following description sounds familiar, you're likely to be a good fit:

  • Strong academics in law, commerce, finance or similar, ideally with post-graduate education
  • 5-8 years' experience in in a compliance role in funds management, investments or a top-tier accounting firm
  • Evident project management skills, and a level of ease working autonomously
  • Creative, outcome-focused approach
  • Excellent written and verbal communication skills, built over a period of reporting to senior stakeholders
  • Demonstrable knowledge of the Corps Act, Australian AML/CTF legislation and the regulatory landscape

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.