Compliance Consultant

  • Location

    Sydney, New South Wales

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Sophia Wynter

  • Contact email:

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


Join a Global Investment Management Firm as a consultant for one year, to identify and manage the risks within the Australian business, with a focus on Compliance and Financial Crime risks.

The Role:

  • The consultant will work within a small team responsible for maintaining and developing the compliance and financial crime frameworks.
  • Enhance compliance monitoring and testing; review and maintain risk maps; develop compliance procedures for each business division; review financial promotions and marketing materials.
  • Assist with the management of breaches and regulatory reporting.
  • Liaise with the Global and Regional Risk and Compliance Committees, the Internal Audit team, and Legal Counsel as appropriate.

The successful candidate will have held a Compliance position within the Investment Management industry and will have knowledge of regulations around Investment Clients classed as Retail.

To apply online, please click on the appropriate link. Alternatively, for a confidential discussion, please contact Sophia Wynter on (02) 9236 9008. For a full review of our active roles, please visit our website at

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

For a full review of our active roles, please visit our website at

Taylor Root is part of the The Specialist Recruitment Group PTY LTD, which is acting as an Employment Agency in relation to this vacancy.

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