Compliance Associate - Investment Management

  • Location

    London, England

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:

    £50000 - £70000 per annum + bonus, benefits

  • Contact:

    Guy Fraser

  • Contact email:

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


  • Startdate:


  • Consultant:


Compliance Associate - Institutional Investment Manager

Excellent opportunity to take ownership for all elements of compliance gaining deeper insights across advisory, monitoring, regulatory developments and financial crime

The Company

Join as a Compliance Associate and play a significant role for a hugely ambitious investment management firm. The firm has an average employee tenure of nearly 9 years and has a collaborative, performance driven culture.

The client has been established for nearly 90 years and manages nearly $US250 billion AUM. Their investment vehicles include mutual funds, hedge funds, institutional and collective trusts. They are a US headquartered firm with offices in London and Singapore.

The Position

My client is looking for a Compliance Associate to report directly into the Managing Director. You will take responsibility for the compliance programme for their London and European operations. You will be part of a wider compliance team; one that is based in the US and be the main point of contact for UK and EU regulatory requirements. This would be a fabulous opportunity for any candidate wanting to take on more responsibility with more autonomy and freedom to effect change. There is obviously a strong preference for candidates with buy-side experience.

The Location

The role is based in Mayfair, Central London

Why should you apply?

  • More responsibility with the freedom to influence
  • Exposure to UK, EU and US regulation
  • Report directly into the Managing Director
  • Ambitious, forward-thinking investment firm

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.