Associate Director Futures Compliance, Global Market

  • Location

    Hong Kong, Hong Kong

  • Sector:

    Banking & Financial Services

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Rosanne Wong

  • Contact email:

    rosannewong@taylorroot.com

  • Job ref:

    119893_1548999316

  • Published:

    5 months ago

  • Expiry date:

    2019-03-03

My client is an investment bank with worldwide presence. They are currently looking for a Futures Compliance Associate Director to join their compliance department

Responsibilities:

  • Assist, support and liaise with senior line management of Global equities and Derivatives Clearing Services to implement regulatory compliance plans agreed
  • Provide advisory on Regulatory Compliance matters in resolving Regulatory Compliance issues as they arise
  • Provide compliance support and training to related business units to achieve compliance
  • Remain ahead of the regulatory change and ensure the business understands the implications
  • Report to senior management and work as an independent contributor

Requirements:

  • Bachelor's degree or equivalent
  • Minimum 8-10 years of experience in Equities/ Exchange Traded Derivatives / Futures Compliance
  • Strong knowledge of domestic and overseas exchange regulations
  • Excellent command in both Chinese and English

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.