My client is an investment bank with worldwide presence. They are currently looking for a Futures Compliance Associate Director to join their compliance department
Responsibilities:
- Assist, support and liaise with senior line management of Global equities and Derivatives Clearing Services to implement regulatory compliance plans agreed
- Provide advisory on Regulatory Compliance matters in resolving Regulatory Compliance issues as they arise
- Provide compliance support and training to related business units to achieve compliance
- Remain ahead of the regulatory change and ensure the business understands the implications
- Report to senior management and work as an independent contributor
Requirements:
- Bachelor's degree or equivalent
- Minimum 8-10 years of experience in Equities/ Exchange Traded Derivatives / Futures Compliance
- Strong knowledge of domestic and overseas exchange regulations
- Excellent command in both Chinese and English
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
