My client is an investment bank with worldwide presence. They are currently looking for a Futures Compliance Associate Director to join their compliance department

Responsibilities:

Assist, support and liaise with senior line management of Global equities and Derivatives Clearing Services to implement regulatory compliance plans agreed
Provide advisory on Regulatory Compliance matters in resolving Regulatory Compliance issues as they arise
Provide compliance support and training to related business units to achieve compliance
Remain ahead of the regulatory change and ensure the business understands the implications
Report to senior management and work as an independent contributor

Requirements:

Bachelor's degree or equivalent
Minimum 8-10 years of experience in Equities/ Exchange Traded Derivatives / Futures Compliance
Strong knowledge of domestic and overseas exchange regulations
Excellent command in both Chinese and English

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.