Associate Director, Compliance

  • Location

    Singapore, Singapore

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Heem Hian Lim

  • Contact email:

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


  • Consultant:


The company is an Asian Investment Bank with a growing global presence. As part of the compliance team, you will be responsible for all Regulatory Compliance and Monitoring activities for Singapore. You should also be familiar with relevant MAS regulations and strong track record in business advisory.

Job Responsibilities:

  • Monitor and maintain Compliance policies and manual for the Singapore business
  • Identify compliance risk and gaps, and establish an appropriate mitigation plan
  • Performance trade surveillance across all business lines
  • Promote a Compliance culture by conducting training to the business
  • Liaise with internal and external auditors and provide support where necessary


  • 6-10 years of experience in Compliance and/or Audit
  • Knowledge of trade surveillance for Fixed Income or Equities is strong preferred
  • Strong track record in an Investment Bank as a Regulatory Compliance Officer
  • Excellent communications skills and ability to work with people of different cultures and seniority

To comply with local laws, our Singapore office EA Licence No is: 17S8475.

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