Banking, Financial Services & Data Protection

Taylor Root's financial services compliance and risk practice recruits into all areas of financial services, to include but not limited to:

  • Investment Banking
  • Asset Management, Private Equity, Real Estate & Hedge Funds
  • Private Banking and Wealth Management,
  • Interdealer Brokers & Spread-Betting,
  • Regulatory & Industry Bodies,
  • Retail Banking & Fin Tech
  • Insurance

Using mandated search, selection and contingent methodologies we have placed compliance & risk professionals into the following:

  • Global and Regional Heads of Compliance
  • Global and regional MLROs
  • Product advisory (Corporate finance, research, equities, FICC and derivatives)
  • Control room,
  • Monitoring, surveillance and transaction reporting
  • Training and education,
  • Regulatory policy
  • Anti-bribery & corruption, sanctions, KYC, fraud and terrorist financing
  • Conduct
  • Compliance IT & infrastructure
  • Operational risk.